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CODE OF CONDUCT FOR RESEARCH ANALYST

TradingBrain4u - Naved Ahmed Ansari (Proprietor) is SEBI Registered Research Analyst, In accordance to Regulation 24 (2) of the SEBI (Research Analyst) Regulations, 2014, I shall maintain the following the Code of Conduct:

1. Honesty and Good Faith:

I shall act honestly and in good faith.

2. Diligence

I shall act with due skill, care and diligence and shall ensure that the research report is prepared after thorough analysis.

 

3. Conflict of Interest

I shall effectively address conflict of interest which may affect the impartiality of research analysis and research report and shall make appropriate disclosures to address the same.

4. Insider Trading or front running

I shall not engage in insider trading or front running of my own research report.

5. Confidentiality

I shall maintain confidentiality of report till the report is made public.

6. Professional Standard

I am engaged in research analysis and shall observe high professional standard while providing Trading Recommendations. 

7. Compliance

I shall comply with all regulatory requirements applicable to the conduct of its business activities.

8. Responsibility of senior management

I shall bear primary responsibility of senior management for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures.

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CONTACT DETAILS
 

Email: connect@tradingbrain4u.com
Mittal Tower 12th Floor 124B Nariman Point Mumbai- 400021

SEBI Research Analyst No. : INH000009418

Connect With Us

Compliance officer: NAVED AHMED.

Telephone number: +91 9930113835.

E-mail address: connect@tradingbrain4u.com

Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.


Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

SCORES: scores.sebi.gov.in

ODR PORTAL: www.smartodr.in

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